Cross-Border Intellectual Property Governance and the Internationalization Capabilities of Yunnan-Based Enterprises in ASEAN Markets: A Mechanism-Based Analysis
DOI:
https://doi.org/10.62177/apemr.v3i4.1601Keywords:
Cross-Border Intellectual Property Governance, ASEAN Markets, Yunnan-Based Enterprises, Internationalization Capabilities, Institutional Heterogeneity, Dynamic Capabilities, RCEPAbstract
Regional economic integration has opened up new avenues for businesses in China's border provinces, creating opportunities for expansion and growth. However, despite the increased commercial opportunities, challenges related to intellectual property systems still remain. In this study, we explore how cross-border intellectual property governance can enhance the internationalization capabilities of enterprises based in Yunnan operating in ASEAN markets. Through a comprehensive analysis of 19 official documents, economy profiles, RCEP chapters, ASEAN action plans, WIPO profiles, and trade statistics, we identified three key mechanisms that come into play. Firstly, governance helps in reducing costs related to information, registration, monitoring, and enforcement, thus enabling firms to better capitalize on their brands, technologies, creative content, and geographical indications. Secondly, it enhances the firms' ability to appropriate returns from their intellectual property assets. Lastly, it establishes a feedback loop where recurring business challenges influence regional services and enforcement cooperation. For sustainable internationalization, it is crucial for enterprises to have a strong internal intellectual property competence and tailor their strategies to the specific institutions, asset types, and platform conditions of each country. This study proposes a multilevel framework that connects regional rule coordination with firm-level capability building, offering a roadmap for Yunnan-based enterprises and public service institutions to navigate the complex landscape of cross-border intellectual property governance.
Downloads
References
General Administration of Customs, People's Republic of China. (2026). China's total export and import values by country/region, December 2025 (in USD). https://english.customs.gov.cn/Statics/3a0a3d5b-7a93-4be7-876a-e0f3b79b4e8c.html
Statistics Bureau of Yunnan Province, & Survey Office of the National Bureau of Statistics in Yunnan. (2026, March 31). Statistical communiqué of Yunnan Province on the 2025 national economic and social development. https://stats.yn.gov.cn/Pages_21_7639.aspx
Department of Foreign Affairs and Trade. (2020). Regional Comprehensive Economic Partnership Agreement: Chapter 11, Intellectual property. Australian Government. https://www.dfat.gov.au/sites/default/files/rcep-chapter-11.pdf
Rimmer, M. (2024). The Regional Comprehensive Economic Partnership: Intellectual property and trade in the Asia-Pacific. Asia Pacific Law Review, 32(2), 392-435. https://doi.org/10.1080/10192557.2024.2349387
Vásquez Callo-Müller, M., & Upreti, P. N. (2021). RCEP IP chapter: Another TRIPS-plus agreement? GRUR International, 70(7), 667-671. https://doi.org/10.1093/grurint/ikab047
Peng, M. W., Ahlstrom, D., Carraher, S. M., & Shi, W. (2017). An institution-based view of global IPR history. Journal of International Business Studies, 48(7), 893-907. https://doi.org/10.1057/s41267-016-0061-9
Peng, M. W., Wang, D. Y. L., & Jiang, Y. (2008). An institution-based view of international business strategy: A focus on emerging economies. Journal of International Business Studies, 39(5), 920-936. https://doi.org/10.1057/palgrave.jibs.8400377
Xu, D., & Shenkar, O. (2002). Institutional distance and the multinational enterprise. Academy of Management Review, 27(4), 608-618. https://doi.org/10.5465/amr.2002.7566108
Zaheer, S. (1995). Overcoming the liability of foreignness. Academy of Management Journal, 38(2), 341-363. https://doi.org/10.2307/256683
Maskus, K. E. (2000). Intellectual property rights in the global economy. Institute for International Economics. https://www.piie.com/bookstore/intellectual-property-rights-global-economy
Papageorgiadis, N., Cross, A. R., & Alexiou, C. (2014). International patent systems strength 1998-2011. Journal of World Business, 49(4), 586-597. https://doi.org/10.1016/j.jwb.2013.12.011
Branstetter, L. G., Fisman, R., & Foley, C. F. (2006). Do stronger intellectual property rights increase international technology transfer? Empirical evidence from U.S. firm-level panel data. The Quarterly Journal of Economics, 121(1), 321-349. https://doi.org/10.1093/qje/121.1.321
Branstetter, L., Fisman, R., Foley, C. F., & Saggi, K. (2011). Does intellectual property rights reform spur industrial development? Journal of International Economics, 83(1), 27-36. https://doi.org/10.1016/j.jinteco.2010.09.001
Ivus, O. (2010). Do stronger patent rights raise high-tech exports to the developing world? Journal of International Economics, 81(1), 38-47. https://doi.org/10.1016/j.jinteco.2009.12.002
Teece, D. J. (1986). Profiting from technological innovation: Implications for integration, collaboration, licensing and public policy. Research Policy, 15(6), 285-305. https://doi.org/10.1016/0048-7333(86)90027-2
Teece, D. J., Pisano, G., & Shuen, A. (1997). Dynamic capabilities and strategic management. Strategic Management Journal, 18(7), 509-533. https://doi.org/10.1002/(SICI)1097-0266(199708)18:7%3C509::AID-SMJ882%3E3.0.CO;2-Z
Somaya, D. (2012). Patent strategy and management: An integrative review and research agenda. Journal of Management, 38(4), 1084-1114. https://doi.org/10.1177/0149206312444447
Holgersson, M. (2013). Patent management in entrepreneurial SMEs: A literature review and an empirical study of innovation appropriation, patent propensity, and motives. R&D Management, 43(1), 21-36. https://doi.org/10.1111/j.1467-9310.2012.00700.x
Lu, J. W., & Beamish, P. W. (2001). The internationalization and performance of SMEs. Strategic Management Journal, 22(6-7), 565-586. https://doi.org/10.1002/smj.184
Nambisan, S., Zahra, S. A., & Luo, Y. (2019). Global platforms and ecosystems: Implications for international business theories. Journal of International Business Studies, 50(9), 1464-1486. https://doi.org/10.1057/s41267-019-00262-4
Stallkamp, M., & Schotter, A. P. J. (2021). Platforms without borders? The international strategies of digital platform firms. Global Strategy Journal, 11(1), 58-80. https://doi.org/10.1002/gsj.1336
Singh, N., Munjal, S., Kundu, S., & Rangarajan, K. (2023). Platform-based internationalization of smaller firms: The role of government policy. Management International Review, 63(1), 91-115. https://doi.org/10.1007/s11575-022-00492-z
Qian, Y. (2008). Impacts of entry by counterfeiters. The Quarterly Journal of Economics, 123(4), 1577-1609. https://doi.org/10.1162/qjec.2008.123.4.1577
Belletti, G., Marescotti, A., & Touzard, J.-M. (2017). Geographical indications, public goods, and sustainable development: The roles of actors' strategies and public policies. World Development, 98, 45-57. https://doi.org/10.1016/j.worlddev.2015.05.004
ASEAN Working Group on Intellectual Property Cooperation. (2021). ASEAN IPR Action Plan 2016-2025 (Version 2.0). ASEAN IP Portal. https://www.aseanip.org/resources/asean-ipr-action-plan-2016-2025
ASEAN IP Portal. (2021, June 9). Mid term review of ASEAN IPR Action Plan 2016-2025. https://www.aseanip.org/home/2023/03/03/mid-term-review-of-asean-ipr-action-plan-2016-2025
ASEAN IP Portal. (2020). ASEAN IPR enforcement handbook. https://www.aseanip.org/docs/default-source/asean-ip-publications/asean-ipr-enforcement-handbook_with-isbn-and-logo-final.pdf
ASEAN IP Portal. (2022). Guidebook on regional IP management for SMEs in ASEAN. https://www.aseanip.org/docs/default-source/asean-ip-publications/guidebook-on-regional-ip-management-for-smes-in-asean---revision-06.06.22.pdf
ASEAN IP Portal. (2024). IP valuation toolkit for ASEAN region. https://www.aseanip.org/docs/default-source/asean-ip-publications/ip_valuation_toolkit_0415---23oct2024.pdf
ASEAN IP Portal. (2024, September 20). The WIPO-ASEAN IP valuation project. https://www.aseanip.org/home/2024/09/20/the-wipo-asean-ip-valuation-project
ASEAN IP Portal. (2025). ASEAN handbook on IP rights in the digital world. https://www.aseanip.org/docs/default-source/asean-ip-publications/asean-handbook-on-ip-rights-in-the-digital-world_15-08-2025.pdf
ASEAN IP Portal. (2025, December 15). ASEAN adopts the ASEAN Intellectual Property Rights Action Plan 2026-2030. https://www.aseanip.org/latest-news-events/2025/12/17/asean-adopts-the-asean-intellectual-property-rights-action-plan-2026-2030-%28aiprap-2026--2030%29
ASEAN IP Portal. (2026, April 6). Launch of the ASEAN Patent Examination Co-operation Plus (ASPEC+) programme. https://www.aseanip.org/home/2026/04/06/launch-of-the-asean-patent-examination-co-operation-plus-%28aspec-%29-programme
World Intellectual Property Organization. (2025). Global Innovation Index 2025: Innovation at a crossroads. https://doi.org/10.34667/tind.58864
ASEAN IP Portal. (2026). IP enforcement statistics. Retrieved July 19, 2026, from https://www.aseanip.org/statistics/ip-enforcement-statistics
Downloads
How to Cite
Issue
Section
License
Copyright (c) 2026 Yichen Dong, Fengyu Zhao

This work is licensed under a Creative Commons Attribution-NonCommercial 4.0 International License.
DATE
Accepted: 2026-07-27
Published: 2026-08-14








